Month: June 2021

Rule 10b-5-1 plans have been around for about 20 years. The theory of the plans is straight forward. Typically, a corporate executive not in possession of inside information constructs a plan, usually with his or her broker, for the automatic …

SEC Chair Gensler and Rule 10b-5-1 Plans Read More »

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PCAOB Chair William D. Duhnke III was removed last week. Earlier suit had been filed against him by a former employee which is being litigated in District Court. Each of the other board members may be replaced shortly. Last week …

This Week In Securities Litigation (June 7, 2021) Read More »

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