Tag: deception

PCAOB Chair William D. Duhnke III was removed last week. Earlier suit had been filed against him by a former employee which is being litigated in District Court. Each of the other board members may be replaced shortly. Last week …

This Week In Securities Litigation (June 7, 2021) Read More »

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Insider trading is generally predicated on deception of the company and its shareholders or the source of the information. The SEC and the DOJ typically charge insider trading as a violation of Exchange Act Section 10(b). That antifraud section is …

Insider Trading: A Theory In Search of A Statutory Base? Read More »

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