Tag: deception

Insider trading is generally predicated on deception of the company and its shareholders or the source of the information. The SEC and the DOJ typically charge insider trading as a violation of Exchange Act Section 10(b). That antifraud section is …

Insider Trading: A Theory In Search of A Statutory Base? Read More »

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The distinction between primary and secondary liability has been repeatedly litigated in securities damage cases, and to a lesser extent in SEC enforcement actions, since the Supreme Court handed down its decision in Central Bank of Denver v. First Interstate …

JANUS, PRIMARY LIABILITY AND SCHEME LIABILITY Read More »

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