Offering frauds and Ponzi schemes mixed with a few misappropriation cases have become the staples of SEC enforcement. The cases and schemes on which frauds are built range from the simple investment scheme in which shares of a company are …
Month: April 2021
More from the SEC on SPAC IPOs
The question of using a SPAC/Special Purpose Entity/Blank Check Company to become a public entity has come into vogue as the number of IPOs skyrocketed in recent months – as least up to the end of the first quarter of …