Month: January 2021

The exit from the staff at the Commission continued this week with the acting Director of Enforcement resigning. At the same time, it seems relatively certain that Gary Gensler, former CFTC Chairman, will become the new Chair of the SEC …

This Week In Securities Litigation (Week of January 18, 2021) Read More »

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The question of what constitutes insider trading has been litigated for decades. While many thought that a series of Supreme Court cases such as Dirks v. SEC, 462 U.S. 646 (1983) and its progeny had largely resolved the question about …

Federal Fraud Statutes — Not A Short Cut to Proving Insider Trading Read More »