The Commission prevailed in the Supreme Court this week for the first time in years. The High Court concluded that the agency can charge as a primary violation of Section 10(b) any conduct that falls within the language of the …
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Lorenzo: A Win for the SEC and All Plaintiffs
The Commission prevailed in the Supreme Court for the first time in years. In doing so the agency achieved one of its long sought goals which should aid its enforcement program. The victory should also assist plaintiffs in securities class …
Lorenzo: A Win for the SEC and All Plaintiffs
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