Tag: Primary liability

Lorenzo: A Win for the SEC and All Plaintiffs

The Commission prevailed in the Supreme Court for the first time in years. In doing so the agency achieved one of its long sought goals which should aid its enforcement program. The victory should also assist plaintiffs in securities class

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The Future Course of SEC Enforcement

During the current partial government shutdown when few SEC Enforcement actions are being filed or settled it may be a good time to begin considering the future of the program. The Division has repeatedly announced that its focus is retail

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