Tag: Primary liability

Three Key Issues for SEC Enforcement

SEC Chairman Clayton identified significant issues for the SEC enforcement program in his Keynote Remarks to the Mid-Atlantic Regional Conference of the Commission’s federal and state partners in Philadelphia, Pa. last week (here). One point he identified involves the Supreme

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Lorenzo: A Win for the SEC and All Plaintiffs

The Commission prevailed in the Supreme Court for the first time in years. In doing so the agency achieved one of its long sought goals which should aid its enforcement program. The victory should also assist plaintiffs in securities class

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