Year: 2019

The Musk – SEC saga continued. This week Mr. Musk filed a response to the SEC’s papers seeking a contempt citation, not only arguing his position but blasting the agency. While the debate over the merits of the court proceedings …

This Week In Securities Litigation (Week ending March 15, 2019) Read More »

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A critical question if a penalties is to be assessed in an SEC enforcement action is the starting point. That was the key question in the appeal of Galleon Management, L.P. founder Raj Rajaratnam. SEC v. Rajaratnam, No. 11-5124 (2nd …

SEC Penalties: Rajaratnam Will Pay $92 Million Read More »

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