Crypto currencies and SARs are two recurring matters in recent SEC Enforcement Actions. The agency has brought a series of cases and issued warnings regarding the necessity of complying with the federal securities laws when dealing with coin offerings. Last…
Tag: crypto currency
This Week In Securities Litigation (Week ending March 15, 2019)
The Musk – SEC saga continued. This week Mr. Musk filed a response to the SEC’s papers seeking a contempt citation, not only arguing his position but blasting the agency. While the debate over the merits of the court proceedings…
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