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Posted on by T. Gorman Posted in SECActions

A look forward; a look back: This week the Commission proposed additional rules to simplify and expedite procedures. This time the focus is on Investment Companies and certain procedures regarding exemptions. The agency also invited exchanges and others to comment …

This Week In Securities Litigation (Week of Oct. 21, 2019) Read More »

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Posted on by T. Gorman Posted in SECActions

Crypto currency began with the notion of getting “off the grid” – escaping the regulators and not being regulated. Over time that notion has transmuted. Now platforms trading crypto assets proclaim that the “revolution needs rules,” touting the notion that …

Crypto and the Regulators: Will the Revolution Get Rules? Read More »

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