penalties – SEC ACTIONS

This Week In Securities Litigation (Week of July 1, 2024)

Posted on July 01, 2024 by T. Gorman Posted in SECActions

The Supreme Court handed down two decisions which will have a significant impact in the months and years to come. In Loper Bright the Court ended Chevron deference, a doctrine that has had a significant impact on administrative law for …

This Week In Securities Litigation (Week of July 1, 2024)

Tagged with: deference, manipulation, penalties, SEC

SEC Penalties: Rajaratnam Will Pay $92 Million

Posted on March 14, 2019 by T. Gorman Posted in SECActions

A critical question if a penalties is to be assessed in an SEC enforcement action is the starting point. That was the key question in the appeal of Galleon Management, L.P. founder Raj Rajaratnam. SEC v. Rajaratnam, No. 11-5124 (2nd …

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Tagged with: penalties, SEC

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This Week In Securities Litigation (Week of July 1, 2024)

SEC Penalties: Rajaratnam Will Pay $92 Million