Year: 2018

Technology related issues were front and center this week. The Commission announced that it has launched a new Strategic Hub for Innovation and Financial Technology. The Hub will serve as an interface between the agency and the public on fintech …

This Week In Securities Litigation (Week ending October 19, 2018) Read More »

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Cyber-security has become — or perhaps should be – a key area of concern for every enterprise. The risks are substantial for the firm, its shareholders, executives and customers as recent cases illustrate. Every enterprise large or small is a …

SEC Issues Report on Cyber-Security Investigations, Internal Controls Read More »

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