Year: 2017

Four criminal securities cases moved to or toward resolution over the past week. The jury in the Martin Shkreli trial returned a verdict of guilty on three counts and not guilty on five others at the end of last week. …

This Week In Securities Litigation (Week ending August 11, 2017) Read More »

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This is the first segment of an occasional series regarding a group of criminal and civil securities fraud actions involving trading in opaque markets and the lessons that can be drawn the prosecutions Introduction The U.S. Attorney’s Office and the …

Trading in Opaque Markets: Fraud, Materiality and Compliance Read More »

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