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Year: 2017

Posted on by T. Gorman Posted in SECActions

Former hedge fund manager and pharmaceutical executive Martin Shkreli was acquitted on five counts and convicted on three others under an indictment centered on conspiracy and securities fraud charges tied to three firms. U.S. v. Shkreli, No. 15-cr-637 (E.D.N.Y.). The …

Former Hedge Fund Manager Gets Split Jury Verdict Read More »

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Posted on by T. Gorman Posted in SECActions

In one of the few FCPA cases tried to verdict before a jury, NG Lap Seng, Chairman of Sun Kan lp Group was convicted. The case centered on bribing two UN ambassadors in connection with the Macau Conference Center project. …

This Week In Securities Litigation (Week ending August 4, 2017) Read More »

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