Year: 2017

The saga of the London Whale appears to be drawing to a close. The Manhattan U.S. Attorney’s Office moved to dismiss charges against two former JP Morgan derivatives traders who were colleagues of Bruno Iksil, the London whale. Javier Martin-Artijo, …

USAO Moves To Dismiss Charges Related To London Whale Read More »

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The Commission affirmed by a divided vote an Initial Decision dismissing insider trading charges against Wells Fargo trader Joseph Ruggieri. At a hearing the Division of Enforcement failed to prove that in six instances Mr. Ruggieri traded ahead of announcements …

This Week In Securities Litigation (Week ending July 21, 2017) Read More »

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