Month: February 2017

Prosecutors, and perhaps the SEC, received a set back last in their war on insider trading as former J.P. Morgan Securities LLC analyst Ashish Aggarwal was found not guilty on 26 counts based on an insider trading scheme. The jury …

Jury Fails To Convict JPMorgan Analyst of Insider Trading Read More »

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The SEC is an agency in transition. There are three open slots on the agency waiting to be filled by the President and the Senate. Many of the senior staff positions are also now open including the Director of the …

This Week In Securities Litigation (For the week ending Feb. 3, 2017) Read More »

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