Year: 2016

The Foreign Corrupt Practices Act was a key focus this week. The DOJ announced a new one year Pilot Program which holds the promise of a significant reduction in penalties if the firm self-reports and takes a series of steps. …

This Week In Securities Litigation (Week ending April 9, 2016) Read More »

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In recent years the SEC has brought a series of investment and offering fraud actions. Typically those actions center on schemes which promise to-good-to-be-true returns in which investors lose substantial sums. In what may be a unique wrinkle, the Commission’s …

A Unique SEC Offering Fraud Action Read More »

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