Month: February 2016

Since the market crisis there has been a continuing outcry about holding senior corporate executives responsible. From Capitol Hill to citizens across the land there has been a continuous demand for some kind of Judge Roy Bean justice – hang …

Toward More Effective SEC and DOJ Remedies Read More »

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The Commission filed a series of actions this week which included: three cases based on insider trading; an accounting action against a company and its employees; an audit failure; the unregistered sale of securities; and the sale of non-existent securities. …

This Week In Securities Litigation (Week ending February 12, 2016) Read More »

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