Month: December 2015

The SEC prevailed in one court case this week but lost in another. In an investment fund fraud action the agency won at trial. In the First Circuit, however, it lost in an appeal of the long running action against …

This Week In Securities Litigation (Week ending Dec. 11, 2015) Read More »

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The long ordeal of two former employees of State Street Bank and Trust Company appears to have come to an end. Initially charged by the SEC with making false statements in the mist of the market crisis, the Administrative Law …

First Circuit Reverses SEC In State Street Bank Case Read More »

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