Month: December 2015

The SEC regularly touts the benefits of cooperation, encouraging companies and individuals to self-report and cooperate with its investigations. Since cooperation is typically tied to the facts and circumstances of the case, the description of what is expected and its …

Cooperation: SEC Misses An Opportunity to Define What Is Expected, What is Gained Read More »

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It was touted as “the largest publicly traded diversified portfolio of professional sports teams in the world.” The firm actually owned interests in a U.K. football team and other sports teams. The company was put together by a former registered …

SEC Charges Oxford City Football Club With Fraud Read More »

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