Year: 2014

After bringing a series of insider trading cases as administrative proceedings in recent weeks, the Commission returned to its more traditional approach. The agency filed settled insider trading charges against a CEO and restaurant manager in federal district court. SEC …

SEC Files Settled Insider Trading Case In District Court Read More »

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The Commission filed another settled FCPA action this week. The proceeding named two U.S. citizens living abroad as Respondents. The DOJ issued an Opinion discussing successor liability. The DC Circuit agreed to rehear the suit which challenged the SEC’s conflict …

This Week In Securities Litigation (Week ending November 21, 2014) Read More »

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