Month: August 2012

The opinions written by Judge Rakoff have not always been favorable to the SEC. In recent years he has accused the agency of conducting a sham investigation before finally, and reluctantly, approving the revised proposed settlement in its market crisis …

SEC Prevails In The Second Circuit On Aiding And Abetting Claim Read More »

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This edition of This Week In Securities Litigation compiles actions which took place during the recent period when a series articles were published centered on two topics. One focused on director and officer liability while the other concerned SEC actions …

This Week In Securities Litigation (July 27 to August 17, 2012) Read More »

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