Month: August 2012

Critical to the question of insider trading is whether the information in the possession of the trader is non-public and material. To be public the information need not be the subject of a press release or an SEC filing. It …

Insider Trading, Materiality and Nonpublic Information Read More »

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The SEC frequently brings its enforcement actions years after the conduct occurred. In some instances this happens because the agency did not initiate its investigation until long after the events in question. In others it stems from the nature of …

Fifth Circuit: SEC Action and Remedies Time Barred Read More »

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