Month: July 2012

The on-going investigations into bid rigging in the municipal bond market are a continuing focus for the DOJ as well as the SEC. While the number of cases brought does not match those generated by the war on insider trading …

Another Bid Rigging Indictment In The Municipal Market Read More »

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A short squeeze was at the center of a recent SEC complaint brought against well known investment adviser Philip Falcone. SEC v. Falcone, 12 Civ 5027 (S.D.N.Y. Filed June 27, 2012). There the Commission alleged that Mr. Falcone purchased the …

Investors Executing A Short Squeeze Are The Victims Of Scalping Read More »

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