Month: September 2011

As the week drew to a close reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe. At the same time …

THIS WEEK IN SECURITIES LITIGATION (September 16, 2011) Read More »

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The DOJ resolved a financial fraud action involving O’Reilly Automotive Inc. and CSK Auto Corporation by entering into a deferred prosecution agreement. Under the terms of the agreement CSK Auto took responsibility for the conduct of its employees who perpetrated …

DOJ FINANCIAL FRAUD CASE ENDS FOR CSK AUTO Read More »

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