Month: September 2011

The Second Circuit Court of Appeals vacated a preliminary injunction secured by the SEC and the CFTC freezing the assets a spouse received in a divorce settlement from her former husband who ran a massive Ponzi scheme. The court held …

RELIEF DEFENDANTS MAY BE ABLE TO KEEP ASSETS FROM FRAUDSTER Read More »

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Two legislative proposals which would reorganize the SEC and impact the manner in which regulations are enacted are pending before the House Financial Services Committee. These proposals were considered at a hearing last week entitled “Fixing the Watchdog: Legislative Proposals …

LEGISLATION TO REVAMP THE SEC Read More »

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