Tag: SEC

     The purpose of the federal securities laws is to bring a new ethics to the marketplace. This point is often made when interpreting the statutes. It is also asserted when looking at a case brought which might appear to …

Cybersecurity Firm CEO Charged with Fraud

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Last week the Commission filed four new enforcement actions. One centered insider trading, another on an offering fraud, a third on the sale of unregistered securities and a final action involved claims about artificial intelligence. The agency also prevailed on …

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