Tag: SEC

SEC Issues Report on Cyber-Security Investigations, Internal Controls

Cyber-security has become — or perhaps should be – a key area of concern for every enterprise. The risks are substantial for the firm, its shareholders, executives and customers as recent cases illustrate. Every enterprise large or small is a

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Three BDO Auditors Sanctioned by SEC For “Backdated Audit”

Accounting and auditing cases have long been a staple of SEC enforcement. While the PCAOB has had jurisdiction over matters relating to registered audit firms and their members, the Commission has continued to focus on proceedings involving these critical gatekeepers.

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