Tag: scalping

This Week In Securities Litigation (Week ending October 6, 2017)

Insider trading was a key focus this week. The Commission brought three cases, one involving a doctor tipped by a friend at the company; a second involving a going private transaction were a tip from an insider to his long

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Investors Executing A Short Squeeze Are The Victims Of Scalping

A short squeeze was at the center of a recent SEC complaint brought against well known investment adviser Philip Falcone. SEC v. Falcone, 12 Civ 5027 (S.D.N.Y. Filed June 27, 2012). There the Commission alleged that Mr. Falcone purchased the

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