Tag: pyramid scheme

Complex products and crypto were themes for the past week. Last week the Commission revisited the question of complex products when considering and accepting settlements in cases centered on the sale of these products to retail investors without proper procedures …

This Week In Securities Litigation (August 8, 2022) Read More »

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Offering frauds have become the key staple of the Enforcement Division. The focus fits well with the Main Street investor theme frequently cited by the agency. Recently, however, there are indications that the focus may be branching out into pyramid …

A Pyramid-Ponzi Scheme Marketed with Mindfulness Read More »

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