Tag: microcap fraud

SEC Continues to Focus on Microcap Fraud

Microcap fraud and retail investors continue to be key for the Commission. Last week, for example, the only new case filed by the agency was a manipulation action centered on a microcap issuer that was spearheaded by an attorney. This

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SEC Continues to Focus on Microcap Fraud

The Commission continues to crackdown on microcap fraud, particularly those in the crypto currency space which try to lure investors by claiming that the agency have given its seal of approval to the transactions. One new matter focused on a

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