Tag: microcap fraud

This Week In Securities Litigation (Week ending Feb. 22, 2019)

The Commission filed a series of actions this week. Those included a microcap fraud case in which nineteen sham entities were created using a series of misrepresentations; an insider trading action in which a an executive began placing orders with

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Commission Partially Settles Microcap Fraud Manipulation Action

The Commission and the staff may have returned to the office in time to pack-up. By all reports there is no deal on funding the government past the end of the week, February 15, 2015. If that continues the stalemate

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