Tag: manipulation

This Week In Securities Litigation (Week ending March 29, 2019)

The Commission prevailed in the Supreme Court this week for the first time in years. The High Court concluded that the agency can charge as a primary violation of Section 10(b) any conduct that falls within the language of the

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Commission Partially Settles Microcap Fraud Manipulation Action

The Commission and the staff may have returned to the office in time to pack-up. By all reports there is no deal on funding the government past the end of the week, February 15, 2015. If that continues the stalemate

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