Tag: manipulation

This Week In Securities Litigation (Week ending July 14, 2017)

Recently installed Chairman Jay Clayton delivered his first remarks this week, outlining his views for moving forward. The Chairman emphasized IPOs, market structure, assessing the impact and cost of regulations and cyber security. SEC Enforcement brought four civil injunctive actions

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This Week In Securities Litigation (Week ending June 23, 2017)

The first criminal charges against a major international bank and four of its executives tied to the market crisis were brought this week by the SFO. The charges were based on actions the firm took with private lenders to avoid

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