Tag: manipulation

Commission Partially Settles Microcap Fraud Manipulation Action

The Commission and the staff may have returned to the office in time to pack-up. By all reports there is no deal on funding the government past the end of the week, February 15, 2015. If that continues the stalemate

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This Week In Securities Litigation (Week ending Nov. 16, 2018)

The Commission brought one civil enforcement action this week. The case centers on a boiler room and the manipulation of a penny stock over a three year period. The action, and the parallel criminal case, are related to similar actions

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