Year: 2012

THIS WEEK IN SECURITIES LITIGATION (Week ending February 24, 2012)

The FCPA and insider trading were the primary issues in securities enforcement litigation this week. The largest FCPA sting case in history was dismissed by the DOJ following two ill-fated trials. The set back for the DOJ in their enforcement

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A TALE OF ONE CHINESE MINE AND TWO ISSUERS

Chinese issuers have been a focus of the Commission as well as the class action bar in recent months. The SEC, for example, has revoked the registration statements of over a dozen Chinese issuers and has another 27 revocation cases

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