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Posted on by T. Gorman Posted in SECActions

THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012) The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations. A House Committee heard testimony from …

THIS WEEK IN SECURITIES LITIGATION (Week ending May 18, 2012) Read More »

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Posted on by T. Gorman Posted in SECActions

Chinese issuers have been a focus of the Commission as well as the class action bar in recent months. The SEC, for example, has revoked the registration statements of over a dozen Chinese issuers and has another 27 revocation cases …

A TALE OF ONE CHINESE MINE AND TWO ISSUERS Read More »

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