Year: 2011

THIS WEEK IN SECURITIES LITIGATION (August 12, 2011)

The Commission brought a significant market crisis case this week, centered on the sale of complex, high risk financial instruments to unsophisticated school districts which ended in millions of dollars in losses. Insider trading was a key focus for the

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A TALE OF FIVE SCHOOL DISTRICTS AND A TRUSTED ADVISER

Where are the market crisis cases is a long standing question. There have been investigations. Some cases have been brought. Some investigations have been closed. Still, the question remains – where are the market crisis cases? The Commission filed a

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