Tag: valuations

The more things change, the more they sometimes seem to stay the same. Take obtaining a formal order of investigation. For much of time the Commission has been in existence the staff prepared a memo submitted to the Commission requesting …

This Week In Securities Litigation (Week of Feb. 16, 2021) Read More »

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The valuation of holdings and assets is a key issue for investment advisers and funds. Incorrectly valuing assets, for example, can over or understate the value of the fund and the fees charged clients. It can mislead shareholders regarding the …

Adviser Charged With Fraud Tied to Valuations Read More »

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