Stanford – SEC ACTIONS

SEC Brings Three Actions Involving Five Former Stanford Employees

Posted on September 03, 2012 by T. Gorman Posted in SECActions

Robert Allen Stanford, the convicted architect of an $8 billion Ponzi scheme centered around Stanford International Bank or SIB, is serving a 110 year prison sentence. Now the Commission has brought three administrative proceedings naming as Respondents five of his …

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Tagged with: Ponzi scheme, secactions, Stanford

THIS WEEK IN SECURITIES LITIGATION (Week ending March 2, 2012)

Posted on March 01, 2012 by T. Gorman Posted in SECActions

This week the jury began deliberations in the Robert Allen Stanford Ponzi scheme case without hearing from Mr. Stanford despite promises to the contrary from defense counsel at the beginning of the trial. Granger announced an SEC FCPA probe centered …

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Tagged with: Dodd Frank, failure to supervise, FCPA, Insider trading, investment fund fraud, money laundering, Ponzi scheme, SEC Speaks, secactions, Stanford, Volker Rule

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SEC Brings Three Actions Involving Five Former Stanford Employees

THIS WEEK IN SECURITIES LITIGATION (Week ending March 2, 2012)