Tag: SEC IG

The Madoff and Stanford debacles seems to never fade away for the Commission. Madoff of course is in prison but the litigation goes on. The failures of the Commission and others such as FINRA continue to linger. The Stanford case …

THE GHOST OF SCANDALS PAST CONTINUES TO HAUNT THE SEC Read More »

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The Inspector General for the SEC issued another report on a pending enforcement action. This time the report concerned allegations of staff misconduct relating to the hotly contested enforcement action against Dallas Maverick’s owner Mark Cuban. SEC v. Cuban, Civil …

THE SEC INSPECTOR GENERAL SHOULD FOCUS ON ITS MISSION Read More »

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