Tag: reg BI

The Commission continued to challenge the markets and investors this week. Despite the significant number of proposed new regulations announced this year, Chair Gensler offered the prospect for more reform. His recent remarks on market structure offer the promise of …

This Week In Securities Litigation (Week of June 20, 2022) Read More »

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The Commission enforcement program moved into the last segment of the fiscal year in the wake of the July 4th holiday. Traditionally during this period the agency pushes out every case possible in an effort to increase the numbers for …

This Week In Securities Litigation (Week of July 6, 2020) Read More »

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