Tag: offering frauds

Offering fraud actions are one of the largest groups of cases brought by the Commission. The cases are based on a variety of schemes. The schemes can range from selling interest in virtually any type of fund. Examples include IPO …

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The Commission is undoubtedly still recovering from its incredible push to file enforcement actions at fiscal year-end – only one new enforcement case was filed last week. During the week Senate democrats apparently told Chair Gensler that reform in the …

This Week In Securities Litigation (Week of October 17, 2022) Read More »

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