Offering frauds are continuing to be a key focus of the Commission’s enforcement program, despite the on-going discussions about crypto, the environment and other subjects. These cases have long been one of the staples of the division. While there are …

Offering Fraud Actions: A Continuing Focus Read More »

Climate change, ESG and SPACs are at the top of the list for discussion these days. It seems everyone wants to talk about climate change, ESG and how the Commission might consider writing new regulations and disclosure requirements in this …

Offering Fraud Cases Continue as Key SEC Staple Read More »