Tag: offering fraud

As the new decade unfolds the Commission’s Enforcement Division continues to focus on offering fraud actions and, in particular, a claimed lending program called the Merchant Cash Advance. That program was operated by 1 Global Capital LLC supposedly for the …

SEC Second Action Based on Merchant Cash Advance Scheme Read More »

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A look forward – a look back: The new year looms with a host of issues for Chairman Jay Clayton and the other Commissioners. Those range from issues keyed to enforcement such as the availability of disgorgement to challenges from …

This Week In Securities Litigation (Week of Dec. 30, 2019) Read More »

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