This Week In Securities Litigation (Week of May 26, 2025)
Last week the Commission filed four new enforcement actions. Four other cases were dismissed with prejudice. The papers did not offer an explanation for the dismissal. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: …
This Week In Securities Litigation (Week of May 26, 2025)
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Investor’s Funds Expended for Personal Items, Not on Company
Convincing investors to purchase a product based on misrepresentations is a traditional focus for the Commission’s enforcement division. In some of its cases the misrepresentations, while material, are straight forward. In others they are more complex. And, in some they …
Investor’s Funds Expended for Personal Items, Not on Company
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