Stock sale fraud schemes are one of the Commission’s long standing targets. Typically the cases center on the acquisition of a penny stock issuer, the accumulation of large numbers of shares for a few cents each and then the resale …
Commission Names 10 as Defendants in Stock Sale Scheme
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Commission Files a Ponzi Scheme/Offering Fraud Case
Ponzi schemes and offering frauds are among the most prevalent type of cases filed by the Commission. The actions usually follow similar patterns. Typically, in a Ponzi scheme the shareholder purchases interests in either a firm with no assets or …
Commission Files a Ponzi Scheme/Offering Fraud Case
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