Tag: misappropriation

The Commission continued to issue new rules last week. This time the proposals seeks to eliminate certain conflicts tied to the securitization process. At the same time investors are watching for the promised environmental disclosure rules which have been under …

This Week In Securities Litigation (Week of January 30, 2023) Read More »

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Last week the Commission took the extraordinary step of filing a subpoena enforcement action against the law firm of Covington & Burling LLP. The agency is seeking the names of 300 firm clients whose files were illegally accessed by those …

This Week In Securities Litigation (Week of January 16, 2023) Read More »

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