Tag: misappropriation

Former hedge fund manager and pharmaceutical executive Martin Shkreli was acquitted on five counts and convicted on three others under an indictment centered on conspiracy and securities fraud charges tied to three firms. U.S. v. Shkreli, No. 15-cr-637 (E.D.N.Y.). The …

Former Hedge Fund Manager Gets Split Jury Verdict Read More »

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In a holiday shortened week the Commission filed four actions: One arose from the failure of an adviser who arranged a transaction between two managed funds to honor the terms promised to one fund; a second charged the sister of …

This Week In Securities Litigation (Week ending July 7, 2017) Read More »

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