Tag: investment fund fraud

Through the holidays (Dec. 19 – 31, 2014) the Department of Justice and the SEC continued to file securities enforcement actions. The Department brought an FCPA case which is now number two on the top ten list for amounts paid …

This Week In Securities Litigation (Holiday wrap-up edition) Read More »

Tagged with: , , , ,

The Commission brought two FCPA cases this week, one of which was in conjunction with the DOJ. Both centered on the payments for gifts and travel in China. In addition, the SEC filed three manipulation cases, an action centered on …

This Week In Securities Litigation (December 19, 2014) Read More »

Tagged with: , , , , , ,