Tag: investment fund fraud

The Commission recently filed an amicus brief defending its Dodd-Frank whistleblower rules. Those rules specify that the anti-retaliation provisions of those amendments to the Exchange Act protect those who chose not to report to the Commission but only internally. Yet …

This Week In Securities Litigation (Week ending February 20, 2015) Read More »

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The SEC teamed last week with the New York AG to halt an on-going investment fund fraud run by a Pakistani citizen residing in New York. The SEC obtained a freeze order. The NY AG filed criminal charges and arrested …

SEC – NY AG Halt Fraudulent Investment Scheme Read More »

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