The Commission charged Tesla co-founder Elon Musk with fraud in a complaint filed this week. The complaint centers on the now infamous “funding secured” tweet regarding taking Tesla private, although the document also lays out the background to that action …
This Week In Securities Litigation (Week ending September 28, 2018) Read More »
Internal controls are essential to proper financial reporting. It is thus critical that firms maintain the proper controls and foster the appropriate environment. When deficiencies appear the firm must promptly assess the situation. Failing to conduct a full assessment – …
Commission Charges Issuer With Internal Control Violations Read More »