Tag: Insider trading

Frequently corporate employees receive confidential information, that is, information that is material and has not been made available to the public. Those employed in the finance department of a company frequently learn about the firm financial results, for example, before …

Doctor, Relative Trade on Negative Trial Results Read More »

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The Commission continued to challenge the markets and investors this week. Despite the significant number of proposed new regulations announced this year, Chair Gensler offered the prospect for more reform. His recent remarks on market structure offer the promise of …

This Week In Securities Litigation (Week of June 20, 2022) Read More »

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