Tag: Insider trading

Insider trading has long been prohibited by the Commission. While there is nothing in the text of Section 10(b) that specifically prohibits or even references insider trading, over the years the agency has brought a series of cases in which …

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The Government fiscal year concluded on Saturday. A Government shutdown was avoid. At the same time the drive to file new cases at the Commission ended. In the last week of the fiscal year the Commission filed 53. Those cases …

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