Tag: financial fraud

The Fifth Circuit Court of Appeals rejected another challenge to the constitutionality of the Commission’s ALJs. The claim turned on whether those judges are unconstitutionally protected from removal. In a 2-1 decision the Court adopted the position of DOJ, representing …

This Week In Securities Litigation (Week of August 17, 2020) Read More »

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The Commission was a leading news story this week in many publications, but not for any action taken or case filed or resolved. The focus was, and continues to be, the Chairman and speculation that he wants to resign and …

This Week In Securities Litigation (Week of June 29, 2020) Read More »

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