Tag: financial fraud

The Whistleblower Program became a matter of discussion among the Commissioners last week. Chair Gensler directed the staff to prepare potential revisions regarding two points adopted last fall. One concerned awards where an enforcement action was brought by another agency. …

This Week In Securities Litigation (Week of August 9, 2021) Read More »

Tagged with: , , ,

The Commission secured judgments imposing over $10 million in monetary relief against a company and its CEO after four years of litigation. The case centered on a financial fraud in which the Defendants inflated the value of the firm’s largest …

Commission Obtains Judgments of Over $10 Million Read More »

Tagged with: ,